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Senior Compliance Testing Analyst

Company: Fulton Financial Corporation
Location: Lancaster
Posted on: June 9, 2021

Job Description:

Value Proposition

Our values define us and our culture inspires us to change lives for the better. Our employees are the heart and soul of our company and every success we experience begins with them. We hire team members who raise the bar, who are collaborative and inclusive, who build relationships, and who are looking for a long-term career with Fulton Bank. We strive to promote a culture of work-life balance, to unplug and recharge to be your best self, at work and at home.

Overview

This is a full-time career opportunity that can be based out of multiple locations throughout our 5 state footprint (PA, NJ, DE, MD, VA) in a hybrid work environment.

Responsible for promoting a culture of compliance within the organization. Responsibilities include designing and executing compliance testing and monitoring reviews. Assignments range from administering, coordinating, supervising, and completing multiple reviews simultaneously, report writing, writing compliance monitoring and testing function procedures. Exercise independent judgment on complex substantive consumer compliance topics and compliance risk management activities. Develop and utilize an advanced knowledge of monitoring and testing concepts and complex banking systems and operations. Maintain an understanding of regulatory requirements and operating procedures for assigned audit areas. Remain knowledgeable of applicable laws, regulations, and industry best practice standards applicable to consumer compliance risk management systems and compliance testing.

Responsibilities

  • Write and execute compliance monitoring and testing workpaper procedures to compliance department quality standards.
  • Lead compliance testing reviews, delivering assignments on time and within budget. Communicate compliance monitoring and testing processes, objectives and scope of work. Maintain effective communication and coordination with stakeholders and translate highly complex technical findings, recommendations, and trends into understandable and concise written and verbal communication.
  • Perform compliance monitoring and testing workpaper reviews according to compliance department quality standards. Evaluate complex, multidimensional situations, and risk characteristics to formulate appropriate control recommendations and advice.
  • Assess the relevancy of compliance issues. Identify potential risk exposures and their materiality, and spot trends. Perform validation testing for previously identified issues.
  • Assist in the preparation of reports related to the enterprise compliance program activities and results to appropriate management, governing boards, and bodies. Oversee and ensure accuracy of issue management records system for monitoring and testing issues.

Qualifications

Required Education

Bachelor Degree or the equivalent experience. Specialty: Accounting, business administration, finance, or other relevant field.

Required Experience

4 or more years Accounting, audit, risk, compliance audit, compliance testing, or equivalent.

Extensive knowledge of consumer banking regulations.

Experience with Microsoft Office Suite including Word, PowerPoint, and Excel.

Preferred Certifications

Certified Regulatory Compliance Manager

Certified Internal Auditor

This role may perform other job duties as assigned by the manager. Each employee of the Organization, regardless of position, is accountable for reading, understanding and acting on the contents of all Company-assigned and/or job related Compliance Programs, regulations and policies and procedures, as well as ensure that all Compliance Training assignments are completed by established due dates. This includes but is not limited to, understanding and identifying compliance risks impacting their department(s), ensuring compliance with applicable laws or regulations, and escalating compliance risks to the appropriate level of management.

Sponsorship Statement

As a condition of employment, individuals must be authorized to work in the United States without sponsorship for a work visa by Fulton Bank currently or in the future.

EEO Statement

Fulton Bank ("Fulton") is an equal opportunity employer and is committed to providing equal employment opportunity for all qualified persons. Fulton will recruit, hire, train and promote persons in all job titles, and ensure that all other personnel actions are administered, without regard to race, color, religion, creed, sexual orientation, national origin, citizenship, gender, gender identity, age, genetic information, marital status, disability, covered veteran status, or any other legally protected status.

Keywords: Fulton Financial Corporation, Lancaster , Senior Compliance Testing Analyst, Other , Lancaster, Pennsylvania

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